This is a guide on approaching copyright as a scholar in an academic setting. It will walk you through how to analyze your use to assess if you can use a copyright exception or need to get permission for use from the copyright holder. It is not legal advice and your use is your responsibility, but by following these guidelines you will understand the process of analyzing your use of materials. The following are five steps to figure out how to use copyrighted materials. It was modified from Kevin Smith, Lisa Macklin's original "A Framework for Analyzing any U.S. Copyright Problem.”
Lucretius pointing to the casus, the downward movement of the atoms, from the frontispiece of a 1714 edition of Thomas Creech’s translation of Lucretius (1682). In the public domain.
Before you dive down into the copyright rabbit hole, let's first discover if the work in question is even protected by copyright! If it is not, there is no need to proceed with the steps! Public domain is your new best friend.
Need help figuring out if the work is protected by copyright? Check out Cornell's Copyright Term and the Public Domain in the United States. You may need to know if the copyright was renewed. If so consult the Stanford Copyright Renewal Database.
Or, ask your Scholarly Communications Librarian for help!
Are you planning to use this work in the classroom only? The classroom exception is your path to legal use! There are various exceptions and it is probably easiest to ask your Scholarly Communications Librarian if there is an exception waiting in the copyright code for you.
In our academic setting, our use of various works in our scholarship is very often what is referred to as "a transformative use." Scholarship usually entails making commentary, comparisons, critiques, teaching, or scholarship which are all different purposes than the work's original intent—but not always—if a work is meant as an educational material (a textbook or workbook), then using it as a textbook or workbook is obviously not transformative.
These are the first questions you should ask to determine if your use is transformative:
Does the copyrighted material help me make my new point?
Will it help my readers or viewers get my point?
Have I used no more than is needed to make my point? (Is it “just right”?)
If your answer is "yes" to these questions, then your use is likely a fair use. If you answer no, then you can weigh the four factors of fair use and make a determination where your use falls in regard to the four factor doctrine which considers:
the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes;
the nature of the copyrighted work; descriptive/factual or creative?
the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
the effect of the use upon the potential market for or value of the copyrighted work.
This is an excellent resource for fair use guidelines in specific fields or domains that can help you understand if fair use applies to your use: Fair Use Library - Center for Media and Social Impact
Finding a copyright holder can be tricky (and sometimes impossible—see the Center for Media Studies, Fair Use and Orphan Works). But there are resources that can help:
WATCH Writers Artists and Their Copyright Holders: database of copyright contacts for writers, artists, and prominent figures in other creative fields: and FOB (Firms out of Business)
The Online Books Page: Copyright Registration and Renewal Records
Copyright Records, Internet Archive
A final note. it is always a good idea to ask: Who will care? Some entities are very litigious and others are not, make a final decision that takes what is known on the risk front into account.
I am able to modify the framework here because it is licensed under a Creative Commons Share-Alike License (CC-BY-SA 4.0). Therefore, I only need to say who originally created it (attribution) and share it with the same license (share alike). The proper attribution looks like this:
Five Steps is an adaptation by Jessica Ryan of "A Framework for Analyzing any U.S. Copyright Problem” by Kevin Smith and Lisa Macklin, licensed under CC-BY-SA 4.0.
Smith College Libraries research guides are licensed under a CC BY 4.0 license unless otherwise indicated.